“Broadly ethics and compliance programs are effective when they are industry specific metrics oriented and operationalized” noted Keith Darcy, an independent senior advisor to Deloitte Touche LLP’s Regulatory and Operational Risk practice and a presenter on the webcast. He pointed to several requirements issued by the US government to operationalize and standardize corporate compliance programs including the Securities and Exchange Commission’s (SEC) National Exam Program and the Department of Justice’s (DOJ) Foreign Corrupt Practices Act (FCPA) pilot program and Evaluation of Corporate Compliance Programs.
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